Annual Continuing Disclosure Information (for each the General Obligation (“GO”) and Special Obligation (“SO”) Student Fee Revenue filings)
Annual Continuing Disclosure Filings with EMMA for GO-DSC and SO-SFR Bonds:
GO Annual Continuing Disclosure Information UConn/UCH fs 6/30/2021: EMMA
SO Annual Continuing Disclosure Information UConn/UCH fs 6/30/2021: EMMA
Annual Disclosure information filings are required by the SEC, MSRB and Indentures for UConn because we issue debt in the Public Markets.
Continuing Disclosure Agreement (“CDA”): Is a contract that has been executed by UConn’s EVPA&CFO (as the Issuer) and the Trustee Bank (representing bondholders) in connection with the issuance sale of bonds. Example: Executed CDA General Obligation Bonds 2019 Series A Example: Executed CDA UConn Special Obligation Student Fee Revenue Bonds 2018 Series A
Disclosure Practices: This document is intended to comply with this and to serve as an orientation for officials new to the disclosure process and a training resource. It is also intended to (1) facilitate compliance with applicable law and existing contracts when preparing and distributing disclosure documents, (2) reduce the chances of making a material misstatement or misleading omission in disclosure to investors and (3) establish a defense of reasonable care against actions for misstatements and omissions should they occur.